Henry Wai Ki Kwok
郭偉奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Wai Ki Kwok (郭偉奇), CE reference AGJ901. Currently licensed at 1 firm(s): ICBC Asset Management (Global) Company Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 — Advising on securities | 2011-10-14 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-10-14 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 — Asset management | 2011-10-14 | present |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
RO | Type 4 — Advising on securities | 2014-10-17 | 2020-11-03 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
RO | Type 9 — Asset management | 2014-10-17 | 2020-11-03 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-07-23 | 2021-07-27 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-05 | 2011-10-14 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-05 | 2008-09-01 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-12-05 | 2008-09-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2005-12-05 | 2011-10-14 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-18 | 2005-09-22 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-09-22 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-09-22 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-09-22 |