Siu Lik Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lik Lau (樓小力), a licensed Responsible Officer with CE reference BDW301. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 12.1 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-14 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-14 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-08-14 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-12-09 | 2026-06-30 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-17 | 2026-06-30 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-17 | 2026-06-30 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-17 | 2026-06-30 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-02 | 2021-12-09 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-12-13 | 2021-07-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-28 | 2019-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lik Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.