Alwin Orr
柯百聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alwin Orr (柯百聰), CE reference AWT300. Currently licensed at 1 firm(s): ICAP Securities Hong Kong Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2026-02-02 | present |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2026-02-02 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2021-05-04 | 2025-10-16 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2021-05-04 | 2025-10-16 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-02-12 | 2021-04-24 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-02-12 | 2021-04-24 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-09-30 | 2017-12-29 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-09-30 | 2017-12-29 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-16 | 2015-06-17 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-16 | 2015-06-17 |