Thomas James Morrison
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas James Morrison, CE reference AZT479. Currently licensed at 1 firm(s): ICAP Securities Hong Kong Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2025-07-07 | present |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-05-03 | present |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2022-05-03 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-21 | 2022-02-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-21 | 2022-02-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-02 | 2018-03-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-09 | 2017-09-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-26 | 2017-09-01 |