Thomas James Morrison
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas James Morrison, a licensed Representative with CE reference AZT479. Currently licensed at 1 firm(s): TP ICAP Markets (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 11.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TP ICAP Markets (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2025-07-07 | present |
| TP ICAP Markets (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-05-03 | present |
| TP ICAP Markets (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2022-05-03 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-21 | 2022-02-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-21 | 2022-02-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-02 | 2018-03-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-09-09 | 2017-09-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-26 | 2017-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas James Morrison during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.