Letty Lap Yee Wu
胡立怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Letty Lap Yee Wu (胡立怡), CE reference ANO984. Currently licensed at 2 firm(s): ICBC International Capital Limited, ICBC International Securities Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-09-01 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-24 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-24 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-24 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-04-16 | 2020-09-01 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-03-12 | 2020-02-07 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-22 | 2013-03-12 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2010-12-03 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-20 | 2010-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-05 | 2010-12-03 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-03 | 2007-09-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-03 | 2007-09-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-03 | 2007-09-01 |