Kevin Yi-Chih Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Yi-Chih Tong, CE reference AQB107. Currently licensed at 1 firm(s): IAM Legacy Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-14 | present |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 — Asset management | 2013-05-14 | present |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-14 | 2013-09-02 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2013-02-04 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-25 | 2013-02-04 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-02-25 | 2013-02-04 |