Stanley Ka Lok Kwok
郭家洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Ka Lok Kwok (郭家洛), CE reference ARL159. Currently licensed at 1 firm(s): ICBC International Fund Management Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-22 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-22 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2023-12-22 | present |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-03 | 2024-10-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-03 | 2024-10-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-03 | 2024-10-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-06 | 2019-06-03 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-06 | 2019-06-03 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-11 | 2019-06-03 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-03-14 | 2018-10-02 |
| NewSmith Capital Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-09-10 | 2008-10-31 |
| NewSmith Capital Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2008-09-10 | 2008-10-31 |