Chen Zhao
趙琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Zhao (趙琛), a licensed Representative with CE reference BJG454. Currently licensed at 1 firm(s): ICBC Asset Management (Global) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.3 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-10 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 - Asset management | 2022-02-10 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-21 | 2021-11-24 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-21 | 2021-11-24 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-21 | 2021-11-24 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-17 | 2018-04-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.