Xiaoting Chen
陈晓婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoting Chen (陈晓婷), CE reference BMR901. Currently licensed at 1 firm(s): ICBC International Fund Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-06 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-02 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2025-04-02 | present |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-10 | 2025-02-21 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-04-10 | 2025-02-21 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-10 | 2025-02-21 |