Yuen Ling Liu
廖婉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ling Liu (廖婉玲), a licensed Representative with CE reference AHC104. Currently licensed at 1 firm(s): IAM Legacy Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 - Asset management | 2013-11-18 | present |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-01 | present |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-01 | 2013-09-02 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-09 | 2011-04-11 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-06 | 2008-11-28 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Ling Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.