Yan Zhu
朱琰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Zhu (朱琰), CE reference AXY865. Currently licensed at 1 firm(s): ICBC International Fund Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-11 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-11 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-11 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-31 | 2016-11-14 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-31 | 2016-11-14 |