James Kin Kong Sun
孫健崗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Kin Kong Sun (孫健崗), CE reference AFT382. Currently licensed at 3 firm(s): ICBC International Fund Management Limited, ICBC International Securities Limited, ICBC International Futures Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-05-20 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2025-05-20 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2025-05-20 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-18 | present |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-09-18 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-18 | present |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 — Advising on securities | 2019-02-19 | 2024-05-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-09-18 | 2019-08-14 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-11 | 2018-09-18 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-11 | 2018-09-18 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-11 | 2018-09-18 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-11 | 2018-09-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2010-03-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |