James Kin Kong Sun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Kin Kong Sun (孫健崗), a licensed Responsible Officer with CE reference AFT382. Currently licensed at 3 firm(s): ICBC International Fund Management Limited, ICBC International Securities Limited, ICBC International Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-05-20 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 - Advising on securities | 2025-05-20 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 - Asset management | 2025-05-20 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-18 | present |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-09-18 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2018-09-18 | present |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 - Advising on securities | 2019-02-19 | 2024-05-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-09-18 | 2019-08-14 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-11 | 2018-09-18 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-11 | 2018-09-18 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-11 | 2018-09-18 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-11 | 2018-09-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-03-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Kin Kong Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.