David Neil West
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Neil West, a licensed Responsible Officer with CE reference AOG774. Currently licensed at 1 firm(s): ABN AMRO Clearing Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 19.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Clearing Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2007-02-15 | present |
| ABN AMRO Clearing Hong Kong Limited |
RO | Type 2 - Dealing in futures contracts | 2007-02-15 | present |
| ABN AMRO Financial Products Limited |
RO | Type 1 - Dealing in securities | 2014-11-12 | 2015-09-02 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2007-02-15 | 2010-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Neil West during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.