James Edward Hullah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Hullah, CE reference BEC495. Currently licensed at 1 firm(s): AllianceBernstein Hong Kong Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-01 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-12-01 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2022-12-01 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-12-01 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-12 | 2022-12-01 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-12 | 2022-12-01 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-12 | 2022-12-01 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-09-12 | 2022-12-01 |