Vincent Wing Yiu Au
區永耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wing Yiu Au (區永耀), CE reference BMT432. Currently licensed at 1 firm(s): ALPS Capital Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
RO | Type 4 — Advising on securities | 2019-05-29 | present |
| ALPS Capital Management Limited |
RO | Type 9 — Asset management | 2019-05-29 | present |
| ALPS Capital Management Limited |
Rep | Type 1 — Dealing in securities | 2018-04-17 | present |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | 2018-04-17 | 2019-05-29 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | 2018-04-17 | 2019-05-29 |