Amy Sau Mai Ip
葉秀薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Sau Mai Ip (葉秀薇), CE reference ALA835. Currently licensed at 1 firm(s): ALPS Capital Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
RO | Type 1 — Dealing in securities | 2013-11-20 | present |
| ALPS Capital Management Limited |
RO | Type 4 — Advising on securities | 2009-11-05 | present |
| ALPS Capital Management Limited |
RO | Type 9 — Asset management | 2009-11-05 | present |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | 2006-04-25 | 2009-11-05 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | 2004-07-28 | 2009-11-05 |