Mandy Man Wai Lee
李敏慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Man Wai Lee (李敏慧), CE reference AEN446. Currently licensed at 1 firm(s): ABCI Securities Company Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-02 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-24 | 2023-08-31 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-19 | 2020-08-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-29 | 2015-01-13 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-19 | 2010-09-18 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-05 | 2010-09-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-31 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-10-21 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-21 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-21 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-21 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-21 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-21 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-21 |