Peter Ka Lueng Ong
王家龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Ka Lueng Ong (王家龍), a licensed Responsible Officer with CE reference AAE180. Currently licensed at 2 firm(s): Alpha Securities Company Limited, Alpha Futures Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Securities Company Limited 亞華證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Alpha Futures Company Limited 亞華期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| Alpha Securities Company Limited 亞華證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-24 |
| Alpha Futures Company Limited 亞華期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-01-24 |
| Alpha Securities Company Limited 亞華證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-24 |
| Alpha Futures Company Limited 亞華期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-01-24 |
| Alpha Securities Company Limited 亞華證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-24 |