Ronald See King Ko
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald See King Ko (高仕勁), a licensed Responsible Officer with CE reference AFS701. Currently licensed at 1 firm(s): Anli Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anli Securities Limited 安里證券有限公司 |
RO | Type 4 - Advising on securities | 2015-12-21 | present |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-10 | present |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-09 | 2013-02-28 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-20 | 2012-03-09 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-01 | 2011-12-06 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald See King Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.