Ronald See King Ko
高仕勁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald See King Ko (高仕勁), CE reference AFS701. Currently licensed at 1 firm(s): Anli Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anli Securities Limited 安里證券有限公司 |
RO | Type 4 — Advising on securities | 2015-12-21 | present |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-10 | present |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-09 | 2013-02-28 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-20 | 2012-03-09 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-01 | 2011-12-06 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-20 |