Pan Lam

林斌
CE No. AQE969 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pan Lam (林斌), a licensed Representative with CE reference AQE969. Currently licensed at 1 firm(s): GAOYU SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
GAOYU SECURITIES LIMITED
高裕證券有限公司
Rep Type 1 - Dealing in securities 2026-10-22 present
GAOYU SECURITIES LIMITED
高裕證券有限公司
Rep Type 4 - Advising on securities 2026-10-22 present
GAOYU SECURITIES LIMITED
高裕證券有限公司
Rep Type 9 - Asset management 2026-10-22 present
ABCI Securities Company Limited
農銀國際證券有限公司
Rep Type 1 - Dealing in securities 2021-05-28 2026-09-08
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
Rep Type 1 - Dealing in securities 2015-02-02 2021-05-14
China Industrial Securities International Futures Limited
興證國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2015-02-02 2021-05-14
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 2 - Dealing in futures contracts 2010-12-22 2014-12-17
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 1 - Dealing in securities 2010-11-26 2014-12-17
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2009-06-05 2010-08-07
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2007-12-24 2010-08-07

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