Kwok Lau Clement Tao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lau Clement Tao (杜國鎏), a licensed Responsible Officer with CE reference AAK078. Currently licensed at 1 firm(s): Associated Advisers Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Associated Advisers Limited |
RO | Type 1 - Dealing in securities | 2019-09-23 | present |
| Associated Advisers Limited |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Associated Advisers Limited |
RO | Type 9 - Asset management | Pre-2003 | present |
| Associated Advisers Limited |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-07 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Lau Clement Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Raymond Jun Hing Ng | Associated Advisers Limited | 2004–2016 |
| Yiu Hang Fu | Associated Advisers Limited | 2018–2020 |
| Ka Kit Tsang | Associated Advisers Limited | 2019 |