Kwok Lau Clement Tao
杜國鎏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lau Clement Tao (杜國鎏), CE reference AAK078. Currently licensed at 1 firm(s): Associated Advisers Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Associated Advisers Limited |
RO | Type 1 — Dealing in securities | 2019-09-23 | present |
| Associated Advisers Limited |
RO | Type 4 — Advising on securities | present | present |
| Associated Advisers Limited |
RO | Type 9 — Asset management | present | present |
| Associated Advisers Limited |
RO | Type 6 — Advising on corporate finance | present | 2005-02-07 |