Kwong Yiu Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yiu Yeung (楊光耀), a licensed Responsible Officer with CE reference AJM413. Currently licensed at 1 firm(s): Amundi Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-02 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2019-09-02 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 - Asset management | 2019-09-02 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-15 | 2019-09-02 |
| Amundi Asset Management | Rep | Type 4 - Advising on securities | 2004-10-12 | 2008-01-01 |
| Amundi Asset Management | Rep | Type 9 - Asset management | 2004-10-12 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2004-02-25 | 2019-09-02 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2004-02-25 | 2019-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Yiu Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.