Sha Ku Susie Yao
姚霞姑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sha Ku Susie Yao (姚霞姑), a licensed Representative with CE reference AAE891. Currently licensed at 1 firm(s): Audrey Chow Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-13 |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-13 |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-13 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Sha Ku Susie Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kin Wing Lee | Audrey Chow Securities Limited | 2003–present |
| To Tung Hui | Audrey Chow Securities Limited | 2003–present |
| Kwok Kan Kwan | Audrey Chow Securities Limited | 2003–present |
| Audrey Pei Fung Chow | Audrey Chow Securities Limited | 2003–2024 |
| Shun Yi Ng | Audrey Chow Securities Limited | 2003–2016 |
| Shu Wing Chiu | Audrey Chow Securities Limited | 2003–2015 |
| Nicholas Lock | Audrey Chow Securities Limited | 2005–present |
| How Ki Lo | Audrey Chow Securities Limited | 2003–2018 |
| Fong Yin Chung | Audrey Chow Securities Limited | 2004–2016 |
| Beatrice Mok | Audrey Chow Securities Limited | 2006–2011 |
| Tung Wai Lam | Audrey Chow Securities Limited | 2015–2017 |