Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Ka Yan Yang
CE BPN155 - active, Grand International Futures Co., Limited
Yan (SFC:BTQ509) Zhang
CE BTQ509 - active, Grand International Futures Co., Limited
Angelo Catalano
CE AUB322 - active, Grand Loyal Asset Management Limited
John Jun Yu Wong
CE BCS463 - active, Grand Loyal Asset Management Limited
King Fai Chau
CE ABI141 - active, Grand Moore Capital Limited
Johnny Chun Ming Law
CE AGJ887 - active, Grand Moore Capital Limited
Lai Kar Leung
CE AEY943 - active, Grand Moore Capital Limited
Florence Man Shan Ng
CE BAM969 - active, Grand Moore Capital Limited
Kevin Hoi Chak So
CE AHN580 - active, Grand Moore Capital Limited
Tsz Pan Wong
CE AMU162 - active, Grand Moore Capital Limited
Yee Ting Chan
CE BCH569 - active, Grand Moore Capital Limited
Gary Hung
CE AAB182 - ceased
Ka Keung Nam
CE ABP669 - active, Grand Profit Financial Company Limited
Kwan Lun Wong
CE BOQ889 - active, Grand Profit Financial Company Limited
Shan Shan Chan
CE AVM545 - active, Grand View Asset Management Limited
Kenny Sing Hing Tang
CE AAC176 - active, Grand View Asset Management Limited
Hon Sum Chan
CE ATN176 - active, Grand View Asset Management Limited
Siu Kee Lok
CE ACQ301 - ceased
Zhenyuezi Ren
CE BSR245 - active, Grand View Asset Management Limited
Arthur Tsz Yan Kan
CE AGO945 - active, Grande Capital Limited
Chun Chung Lau
CE AWS123 - active, Grande Capital Limited
Suet Man Mak
CE BIB910 - active, Patrons Capital Limited
Huihuang Chen
CE BWY551 - active, Grande Capital Limited
Chi Kit Lam
CE BXQ256 - active, Grande Capital Limited
Lam (SFC:BQQ616) Lam
CE BQQ616 - active, Grande Capital Limited
Weijiang Zhu
CE BWT941 - active, Grande Capital Limited
Ka Wai Lee
CE APW896 - active, Grandly Financial Services Limited
Xun Liang
CE BLT156 - active, Grandly Financial Services Limited
Jeffrey Young
CE BKM800 - active, Grandly Financial Services Limited
King Sang Li
CE AEA832 - active, Grandly Financial Services Limited
Chun Yee Ng
CE ABH430 - active, Grandly Financial Services Limited
Boya Sun
CE BNC830 - active, Grandly Financial Services Limited
Pui Man (SFC:AQA166) Wong
CE AQA166 - active, Grandly Financial Services Limited
Kwok Dik Chan
CE AYF149 - active, Grandview Capital Group Limited
Wing Hong Pun
CE BVQ646 - ceased
Weijie (SFC:BBL135) Chen
CE BBL135 - active, Gransing Securities Co., Limited
Shun Tim Kwok
CE AJG509 - active, Gransing Securities Co., Limited
Man Tai Lee
CE ASQ204 - active, Gransing Securities Co., Limited
Kwok King Jacky Mak
CE BIW482 - active, Gransing Securities Co., Limited
Pui Yee See-To
CE BAF180 - active, Gransing Securities Co., Limited
Yiu Yeung Tsang
CE BIH886 - active, Gransing Securities Co., Limited
Shiu Hung Wong
CE AYF093 - active, Gransing Securities Co., Limited
Ka Ki Cheung
CE BLB525 - active, Gransing Securities Co., Limited
Paul Yu Chor Lam
CE BKH877 - active, Gransing Securities Co., Limited
Tsam Hong Li
CE BRX388 - active, Gransing Securities Co., Limited
Tsui Fan Li
CE APV048 - active, Gransing Securities Co., Limited
Ya Ru Li
CE AVH080 - active, Gransing Securities Co., Limited
Guannan Liu
CE BXA654 - active, Gransing Securities Co., Limited
Jing (SFC:BNC966) Luo
CE BNC966 - active, Gransing Securities Co., Limited
Wing Man Sze
CE BOH847 - active, Gransing Securities Co., Limited
Zhiqiang Zheng
CE ARB163 - active, Gransing Securities Co., Limited
Patrick Pak Kin Cheung
CE AEF320 - active, Great Bay Securities Limited
Chun Man Tsang
CE AMU470 - active, Great Bay Securities Limited
Tak Keung Leung
CE AER807 - active, Great Bay Securities Limited
Kin Man (SFC:BGB550) Liu
CE BGB550 - active, Great Bay Securities Limited
Hongrui Wang
CE BFH177 - active, Great Bay Securities Limited
Xuqin Wu
CE BWZ115 - active, Great Bay Securities Limited
Yunyu Dong
CE BPN234 - active, Great Wall Pan Asia Asset Management Limited
Hai (SFC:BRQ220) Wang
CE BRQ220 - active, Great Wall Pan Asia Asset Management Limited
Ying (SFC:BKC140) Zhang
CE BKC140 - active, Great Wall Pan Asia Asset Management Limited
Guodong Feng
CE BVO602 - active, Great Wall Pan Asia Asset Management Limited
Xuebei Chai
CE AYM185 - active, Greater Bay Area Development Fund Management Limited
Zhanghong Hu
CE AKU346 - active, Greater Bay Area Development Fund Management Limited
Wei (SFC:BJI641) Huang
CE BJI641 - active, Greater Bay Area Development Fund Management Limited
Shiqiu Li
CE BEN197 - active, Greater Bay Area Development Fund Management Limited
An Ning
CE BMW180 - active, Greater Bay Area Development Fund Management Limited
Jianping Wang
CE BHZ817 - active, Greater Bay Area Development Fund Management Limited
Luchen Wang
CE BMV930 - active, Greater Bay Area Development Fund Management Limited
Cong Yin
CE BQO830 - active, Greater Bay Area Development Fund Management Limited
Yifeng (SFC:AVD686) Zhou
CE AVD686 - active, Greater Bay Area Development Fund Management Limited
Yuhua Zhu
CE BLV919 - active, Greater Bay Area Development Fund Management Limited
Yuxiang Huang
CE BUZ122 - active, Greater Bay Area Development Fund Management Limited
Tuo Lin
CE BSS282 - active, Greater Bay Area Development Fund Management Limited
Xiaonan Lin
CE BSD869 - active, Greater Bay Area Development Fund Management Limited
Tianyu (SFC:BUK641) Liu
CE BUK641 - active, Harmolands Capital Limited
Cheng Luo
CE BNO774 - active, Greater Bay Area Development Fund Management Limited
Bo (SFC:BIJ357) Peng
CE BIJ357 - active, Greater Bay Area Development Fund Management Limited
Xuechun Tao
CE BUP089 - active, Greater Bay Area Development Fund Management Limited
Chonghui Tian
CE BRP852 - active, Greater Bay Area Development Fund Management Limited
Suyang Wang
CE BVH747 - active, Greater Bay Area Development Fund Management Limited
Xinghe Wang
CE BVH599 - active, Greater Bay Area Development Fund Management Limited
Ching Wong
CE BSI858 - active, Greater Bay Area Development Fund Management Limited
Xi Xiang
CE AUC503 - active, Greater Bay Area Development Fund Management Limited
Zhao Yin
CE BSQ495 - active, Greater Bay Area Development Fund Management Limited
Mengxun Zhang
CE BVZ360 - active, Greater Bay Area Development Fund Management Limited
Qiong Zhang
CE BTG934 - active, Greater Bay Area Development Fund Management Limited
Yangfan Zheng
CE BRZ007 - active, Greater Bay Area Development Fund Management Limited
Hongyi (SFC:BRJ939) Zhu
CE BRJ939 - active, Greater Bay Area Development Fund Management Limited
Lihui Tang
CE AQI649 - active, Green Court Capital Management Limited
Youyi Weng
CE AVV680 - active, Green Court Capital Management Limited
Calvin Su-Chi Wong
CE BBU724 - active, Green Court Capital Management Limited
Yulin Yao
CE AQI648 - active, Green Court Capital Management Limited
Zhe Chen
CE BJQ823 - active, Green Court Capital Management Limited
Tiffany C Chiang
CE BPD512 - active, Green Court Capital Management Limited
Yanyi Du
CE AGB123 - ceased
Xinyu Gao
CE AYW246 - active, Green Court Capital Management Limited
Fan (SFC:BRW829) Jia
CE BRW829 - active, Green Court Capital Management Limited
Pin Shyan Lu
CE BJQ824 - active, Green Court Capital Management Limited
Pak Yiu Ng
CE BPD519 - active, Green Court Capital Management Limited
Liang Sun
CE AUZ741 - active, Green Court Capital Management Limited
Xinyu Zhao
CE BWH593 - active, Green Court Capital Management Limited
Kangle Yang
CE AOW763 - active, Green Harmony Capital Limited
Liwu Wang
CE BRV712 - active, Green Harmony Capital Limited
Chun Leung Lee
CE ABM913 - active, Greencourt Financial Co., Limited
Wai Kay Tang
CE AAY573 - active, Greencourt Financial Co., Limited
Yi (SFC:BRI250) Zhang
CE BRI250 - active, Greencourt Financial Co., Limited
Yuan (SFC:BUV280) Cui
CE BUV280 - active, Greencourt Financial Co., Limited
Kwok Chiu Chan
CE AOY089 - active, Greenland (Asia) Securities Co., Limited
Wing Bun Chan
CE BIG618 - active, Greenland (Asia) Securities Co., Limited
Hoi Kam Lee
CE ABE301 - ceased
Yi Ting Choi Chan
CE AVJ017 - active, Greenwoods Asset Management Hong Kong Limited
Jinzhi Jiang
CE AIX656 - active, Greenwoods Asset Management Hong Kong Limited
Jun Shu
CE ARZ133 - active, Greenwoods Asset Management Hong Kong Limited
Whey Shin Edwin Yeo
CE APH303 - active, Greenwoods Asset Management Hong Kong Limited
Sida Chen
CE BNR417 - active, Greenwoods Asset Management Hong Kong Limited
Qiong Gao
CE BVM815 - active, Greenwoods Asset Management Hong Kong Limited
Meiqiao Jin
CE BML685 - active, Greenwoods Asset Management Hong Kong Limited
Wing Yin Lam
CE BPW889 - active, Greenwoods Asset Management Hong Kong Limited
Jia (SFC:BIJ021) Li
CE BIJ021 - active, Greenwoods Asset Management Hong Kong Limited
Wei (SFC:BEJ394) Li
CE BEJ394 - active, Greenwoods Asset Management Hong Kong Limited
Yueying Peng
CE BWP045 - active, Greenwoods Asset Management Hong Kong Limited
Min Ren
CE BVX382 - active, Greenwoods Asset Management Hong Kong Limited
Yingfei Wang
CE BVM817 - active, Greenwoods Asset Management Hong Kong Limited
Chi Wah Cheng
CE ABM629 - active, Grey Investment Limited
Shun Cheong Andrew Kuet
CE ADG977 - active, Grey Investment Limited
Shun Lam
CE AQL493 - active, Grey Investment Limited
Christopher Fenton Roberts
CE AAD528 - active, Grey Investment Limited
Sai Chung Lui
CE BPF403 - active, Grit Asset Management Limited
Paul Rodger Snelgrove
CE AEE375 - ceased
Tsz Tsun Cheng
CE APP183 - active, Gulf Line Capital Advisors Limited
Yuanjie Jin
CE BIS262 - active, Gulf Line Capital Advisors Limited
Di Ma
CE BNB075 - active, Gulf Line Capital Advisors Limited
Jiawei (SFC:BPT385) Zhang
CE BPT385 - active, Gulf Line Capital Advisors Limited
Zheng Pei
CE BPY511 - active, Gulf Line Capital Advisors Limited
Dongdong Zhao
CE BWO388 - active, Gulf Line Capital Advisors Limited
Shun Hing Ho
CE BJI168 - active, Guodu Futures (Hong Kong) Limited
Man Ting Yau
CE BGA393 - active, Guodu Futures (Hong Kong) Limited
Linghao Kong
CE BOK898 - active, Guodu Securities (Hong Kong) Limited
Kin Lam Lee
CE ABP943 - active, Guodu Securities (Hong Kong) Limited
Ka Chun Wu
CE BAB052 - ceased
Jia (SFC:BEB083) Fan
CE BEB083 - active, Guolian Securities International Asset Management Co., Limited
Hanhua Liu
CE AUW243 - active, Guolian Securities International Asset Management Co., Limited
Rui Hu
CE BRA774 - active, Guolian Securities International Capital Co., Limited
Jia (SFC:BRH403) Song
CE BRH403 - active, Guolian Securities International Asset Management Co., Limited
Dawei Yao
CE BTH632 - active, Guolian Securities International Capital Co., Limited
Yuxi Du
CE AQD401 - active, Guolian Securities International Capital Co., Limited
Lingxiu Yang
CE AVH936 - active, Guolian Securities International Capital Co., Limited
Chengchao Bao
CE BTV797 - active, Guolian Securities International Capital Co., Limited
Wang Chai
CE BTR206 - active, Guolian Securities International Capital Co., Limited
Jostein Toi Hing Chan
CE AEZ133 - active, Guolian Securities International Capital Co., Limited
Dian Chen
CE BRW304 - active, Guolian Securities International Capital Co., Limited
Rui (SFC:BVI839) Gao
CE BVI839 - active, Guolian Securities International Capital Co., Limited
Runping Geng
CE BXO524 - active, Guolian Securities International Capital Co., Limited
Zhaokai Huang
CE BUC785 - ceased
Sharon Hui
CE BVS123 - active, Guolian Securities International Asset Management Co., Limited
Sin Nam Ingrid Ip
CE BTB177 - ceased
Boyu Li
CE BXP972 - active, Guolian Securities International Capital Co., Limited
Ruochong Ni
CE BXH891 - active, Guolian Securities International Capital Co., Limited
Yuqiu Peng
CE BUU179 - active, Guolian Securities International Capital Co., Limited
Shuai Qin
CE BVF733 - active, Guolian Securities International Capital Co., Limited
Rui She
CE BUA038 - active, Guolian Securities International Capital Co., Limited
Huilin Wang
CE BUS439 - active, Guolian Securities International Capital Co., Limited
Janet Pui Fonk Yee
CE AED786 - active, Guolian Securities International Capital Co., Limited
Xiaotian Zhang
CE BUS214 - active, Guolian Securities International Capital Co., Limited
Pui Chi Luk
CE AWJ279 - active, Guolian Securities International Capital Co., Limited
Peng Huang
CE BTK692 - ceased
Wei (SFC:BKF710) Jiang
CE BKF710 - active, Guolian Securities International Capital Co., Limited
Cho Kwan Derek Law
CE BLI067 - active, Guolian Securities International Capital Market Co., Limited
Huihong Li
CE BXC730 - active, Guolian Securities International Capital Market Co., Limited
Xinyue (SFC:BUQ007) Liu
CE BUQ007 - active, Guolian Securities International Capital Co., Limited
Zhiwei Xu
CE BXF123 - ceased
Lu (SFC:BXB891) Yang
CE BXB891 - active, Guolian Securities International Capital Market Co., Limited
Feng Zheng
CE BXD859 - active, Guolian Securities International Capital Market Co., Limited
Jiayi Zhou
CE BXD985 - active, Guolian Securities International Capital Market Co., Limited
Yucheng Zhu
CE BTK691 - active, Guolian Securities International Capital Market Co., Limited
Peishan Bai
CE BJA013 - active, Guosen Securities (HK) Asset Management Company Limited
Kai Tin Lam
CE AZH502 - active, Guosen Securities (HK) Asset Management Company Limited
Jiping Lu
CE BHU978 - active, Guosen Securities (HK) Asset Management Company Limited
Yinan Xiao
CE AYS881 - active, Guosen Securities (HK) Asset Management Company Limited
Jingjing (SFC:BDF565) Yu
CE BDF565 - active, Guosen Securities (HK) Asset Management Company Limited
Youyi Huo
CE BTK100 - active, Guosen Securities (HK) Asset Management Company Limited
Xun (SFC:BRJ548) Liang
CE BRJ548 - active, Guosen Securities (HK) Asset Management Company Limited
Yanlin Mi
CE BVB830 - active, Guosen Securities (HK) Asset Management Company Limited
Xiaolin Qiu
CE BEE257 - active, Guosen Securities (HK) Asset Management Company Limited
Ying Song
CE BRF943 - active, Guosen Securities (HK) Asset Management Company Limited
Yaru Yang
CE BPF867 - active, Guosen Securities (HK) Asset Management Company Limited
Huanjie Zhou
CE BJE019 - active, Guosen Securities (HK) Asset Management Company Limited
Hung Nam Chan
CE BBW538 - active, Guosen Securities (HK) Brokerage Company, Limited
Xun (SFC:BEJ794) Chen
CE BEJ794 - active, Guosen Securities (HK) Brokerage Company, Limited
Hung Cho Cheung
CE AMH697 - active, Guosen Securities (HK) Brokerage Company, Limited
Shing Yan Choi
CE AUM819 - active, Guosen Securities (HK) Brokerage Company, Limited
Yu (SFC:BQT346) Li
CE BQT346 - active, Guosen Securities (HK) Brokerage Company, Limited
Chang Ouyang
CE BLC345 - active, Guosen Securities (HK) Brokerage Company, Limited
Tao Yan
CE BNY700 - active, Guosen Securities (HK) Brokerage Company, Limited
Bo (SFC:BEL099) Yang
CE BEL099 - active, Guosen Securities (HK) Brokerage Company, Limited
Botao Zhan
CE BJE192 - active, Guosen Securities (HK) Brokerage Company, Limited
Chi Hang (SFC:BJM363) Chan
CE BJM363 - active, Guosen Securities (HK) Brokerage Company, Limited
Chi Kit (SFC:BSQ618) Chan
CE BSQ618 - active, Guosen Securities (HK) Brokerage Company, Limited
Junliang Chen
CE BPB885 - active, Guosen Securities (HK) Brokerage Company, Limited
Shuyuan Chen
CE BWY973 - active, Guosen Securities (HK) Brokerage Company, Limited
Yiling Chen
CE BSI797 - active, Guosen Securities (HK) Brokerage Company, Limited
Zhe (SFC:BOG853) Chen
CE BOG853 - active, Guosen Securities (HK) Brokerage Company, Limited
Ka Hei Chong
CE BCU758 - active, Guosen Securities (HK) Brokerage Company, Limited
Danmiao Dai
CE BSH329 - active, Guosen Securities (HK) Brokerage Company, Limited
Shijie Ding
CE BOP538 - active, Guosen Securities (HK) Brokerage Company, Limited
Pui Ling Fu
CE AYU562 - active, Guosen Securities (HK) Brokerage Company, Limited
Weidong Han
CE BCH669 - active, Guosen Securities (HK) Brokerage Company, Limited
Wenjing Hao
CE BOW958 - active, Guosen Securities (HK) Brokerage Company, Limited
Benjin He
CE BOM906 - active, Guosen Securities (HK) Brokerage Company, Limited
Jian Hu
CE BPX762 - ceased
Yilin Hu
CE BWS906 - active, Guosen Securities (HK) Brokerage Company, Limited
Xin (SFC:BEK861) Huang
CE BEK861 - active, Guosen Securities (HK) Brokerage Company, Limited
Yi Jing
CE BRQ314 - ceased
Lu Kang
CE BVU737 - active, Guosen Securities (HK) Brokerage Company, Limited
Huawei Kong
CE BXN116 - active, Guosen Securities (HK) Brokerage Company, Limited
Piao Kong
CE BXO353 - active, Guosen Securities (HK) Brokerage Company, Limited
Xiang Kong
CE BUQ639 - active, Guosen Securities (HK) Brokerage Company, Limited
Chung Sang Lau
CE BVK282 - active, Guosen Securities (HK) Brokerage Company, Limited
Sze Wan Lee
CE BDY743 - active, Guosen Securities (HK) Brokerage Company, Limited
Cheng (SFC:BTW578) Li
CE BTW578 - active, Guosen Securities (HK) Brokerage Company, Limited
Ruohan Li
CE BWU741 - active, Guosen Securities (HK) Brokerage Company, Limited
Huiteng Lin
CE BVN994 - active, Guosen Securities (HK) Brokerage Company, Limited
Jiaqi Liu
CE BXB351 - active, Guosen Securities (HK) Brokerage Company, Limited
Mengluan Liu
CE BXF969 - active, Guosen Securities (HK) Brokerage Company, Limited
Yuxin Liu
CE BIS265 - active, Guosen Securities (HK) Brokerage Company, Limited
Yanting Ma
CE BJH264 - active, Guosen Securities (HK) Brokerage Company, Limited
Xianjue Mo
CE BOG034 - active, Guosen Securities (HK) Brokerage Company, Limited
Xiangping Qian
CE BVO423 - active, Guosen Securities (HK) Brokerage Company, Limited
He Ren
CE BSJ168 - active, Guosen Securities (HK) Brokerage Company, Limited
Chong Shang
CE BOR198 - active, Guosen Securities (HK) Brokerage Company, Limited
Peiyao Shen
CE BMT605 - active, Guosen Securities (HK) Brokerage Company, Limited
Liang (SFC:BEM544) Tang
CE BEM544 - active, Guosen Securities (HK) Brokerage Company, Limited
Guojian Wang
CE BTN309 - active, Guosen Securities (HK) Brokerage Company, Limited
Jian (SFC:BPC378) Wang
CE BPC378 - active, Guosen Securities (HK) Brokerage Company, Limited
Kai Wang
CE BXG183 - ceased
Xueheng Wang
CE BSH225 - active, Guosen Securities (HK) Brokerage Company, Limited
Xiaodong Xia
CE BLA385 - active, Guosen Securities (HK) Brokerage Company, Limited
Hong (SFC:BVA405) Xiao
CE BVA405 - active, Guosen Securities (HK) Brokerage Company, Limited
Jingshu Xiao
CE BXG182 - active, Guosen Securities (HK) Brokerage Company, Limited
Jin (SFC:BFC540) Xu
CE BFC540 - active, Guosen Securities (HK) Brokerage Company, Limited
Yugen Xun
CE BEE290 - active, Guosen Securities (HK) Brokerage Company, Limited
Yier Yang
CE BWL343 - active, Guosen Securities (HK) Brokerage Company, Limited
Yumei Yang
CE BRI133 - active, Guosen Securities (HK) Brokerage Company, Limited
Qianyu Ye
CE BLL842 - active, Guosen Securities (HK) Brokerage Company, Limited
Weijie Zeng
CE BUH477 - active, Guosen Securities (HK) Brokerage Company, Limited
Junhao Zhang
CE BVL751 - active, Guosen Securities (HK) Brokerage Company, Limited
Lunke Zhang
CE BPX023 - active, Guosen Securities (HK) Brokerage Company, Limited
Xi (SFC:BWT388) Zhang
CE BWT388 - active, Guosen Securities (HK) Brokerage Company, Limited
Xiangwei Zhang
CE BRZ801 - active, Guosen Securities (HK) Brokerage Company, Limited
Zhao (SFC:BWH466) Zhang
CE BWH466 - active, Guosen Securities (HK) Brokerage Company, Limited