Johannes Yu Hang Au
歐宇恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johannes Yu Hang Au (歐宇恆), CE reference AOP023. Currently licensed at 1 firm(s): ABCI Securities Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-18 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2012-12-10 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-27 | 2012-06-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-26 | 2008-11-20 |