Jonathan Ka Yan Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Ka Yan Lo (羅家炘), a licensed Responsible Officer with CE reference AQY025. Currently licensed at 1 firm(s): ALPS Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited | RO | Type 1 - Dealing in securities | 2020-10-09 | present |
| ALPS Capital Management Limited | RO | Type 4 - Advising on securities | 2020-10-09 | present |
| ALPS Capital Management Limited | RO | Type 9 - Asset management | 2020-10-09 | present |
| ALPS Capital Management Limited | Rep | Type 1 - Dealing in securities | 2017-09-08 | 2020-10-09 |
| ALPS Capital Management Limited | Rep | Type 4 - Advising on securities | 2017-09-08 | 2020-10-09 |
| ALPS Capital Management Limited | Rep | Type 9 - Asset management | 2017-09-08 | 2020-10-09 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Jonathan Ka Yan Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.