Jonathan Ka Yan Lo
羅家炘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Ka Yan Lo (羅家炘), CE reference AQY025. Currently licensed at 1 firm(s): ALPS Capital Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
RO | Type 1 — Dealing in securities | 2020-10-09 | present |
| ALPS Capital Management Limited |
RO | Type 4 — Advising on securities | 2020-10-09 | present |
| ALPS Capital Management Limited |
RO | Type 9 — Asset management | 2020-10-09 | present |
| ALPS Capital Management Limited |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2020-10-09 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | 2017-09-08 | 2020-10-09 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | 2017-09-08 | 2020-10-09 |