Gwendolen Kwan Tung Tsui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gwendolen Kwan Tung Tsui (徐君彤), a licensed Responsible Officer with CE reference AWI658. Currently licensed at 1 firm(s): Amundi Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 10.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-06 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2019-09-06 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 - Asset management | 2019-09-06 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-13 | 2019-09-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-13 | 2019-09-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-12-13 | 2019-09-06 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-22 | 2011-12-01 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-11-22 | 2011-12-01 |
| HSZ (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-11-22 | 2011-11-13 |
| HSZ (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-11-22 | 2011-11-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gwendolen Kwan Tung Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.