Gwendolen Kwan Tung Tsui
徐君彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gwendolen Kwan Tung Tsui (徐君彤), CE reference AWI658. Currently licensed at 1 firm(s): Amundi Hong Kong Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-06 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2019-09-06 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2019-09-06 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-13 | 2019-09-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-13 | 2019-09-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-12-13 | 2019-09-06 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-22 | 2011-12-01 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-11-22 | 2011-12-01 |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-11-22 | 2011-11-13 |
| HSZ (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-11-22 | 2011-11-13 |