Jamie Orton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jamie Orton, a licensed former licensee with CE reference AZD119. This person has 12.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2023-10-13 | 2025-12-29 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | 2023-10-13 | 2025-12-29 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-04-29 | 2023-10-13 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2022-04-29 | 2023-10-13 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2019-02-01 | 2021-09-06 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-07-23 | 2018-11-12 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2015-07-23 | 2018-11-12 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2012-03-09 | 2015-02-11 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2012-03-09 | 2015-02-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jamie Orton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.