Arnaud Bernard Fabrice Noel Poix
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arnaud Bernard Fabrice Noel Poix ( ), a licensed former licensee with CE reference ATC267. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2021-01-05 | 2022-06-01 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2021-01-05 | 2022-06-01 |
| ICAP Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2021-01-05 | 2022-06-01 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2021-01-05 | 2022-06-01 |
| ICAP Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2021-01-05 | 2022-06-01 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2021-01-05 | 2022-06-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-19 | 2015-06-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-03-19 | 2015-06-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2014-03-19 | 2015-06-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-28 | 2014-03-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-28 | 2014-03-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-10-28 | 2014-03-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-18 | 2011-12-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-06-18 | 2011-12-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2010-06-18 | 2011-12-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-19 | 2010-06-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-19 | 2010-06-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-06-19 | 2010-06-18 |