Arnaud Bernard Fabrice Noel Poix
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arnaud Bernard Fabrice Noel Poix, a licensed former licensee with CE reference ATC267. This person has 5.6 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2021-01-05 | 2022-06-01 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2021-01-05 | 2022-06-01 |
| ICAP Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2021-01-05 | 2022-06-01 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2021-01-05 | 2022-06-01 |
| ICAP Securities Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2021-01-05 | 2022-06-01 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | 2021-01-05 | 2022-06-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-19 | 2015-06-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-03-19 | 2015-06-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2014-03-19 | 2015-06-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-28 | 2014-03-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-28 | 2014-03-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2013-10-28 | 2014-03-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-18 | 2011-12-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-06-18 | 2011-12-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2010-06-18 | 2011-12-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-19 | 2010-06-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-19 | 2010-06-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-06-19 | 2010-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Arnaud Bernard Fabrice Noel Poix during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.