John Andrew Kirley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Andrew Kirley ( ), a licensed former licensee with CE reference AQI918. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-01-02 | 2014-08-20 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-01-02 | 2014-08-20 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-22 | 2011-11-04 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-22 | 2011-11-04 |