Winnie Wing Yan Fan
樊詠恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wing Yan Fan (樊詠恩), a licensed former licensee with CE reference AQW052. This person has 6.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-31 | 2019-08-11 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2017-09-15 | 2018-10-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-01 | 2017-09-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-27 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-27 | 2016-06-30 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-11-22 | 2013-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-07-26 | 2010-08-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-16 | 2009-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Wing Yan Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.