Neil Clive Shonhard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Clive Shonhard ( ), a licensed former licensee with CE reference AYW713. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-10-26 | 2017-03-01 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-10-26 | 2017-03-01 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-01-27 | 2012-10-05 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-01-27 | 2012-10-05 |