Chaeeun Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaeeun Lee ( ), a licensed former licensee with CE reference AXC794. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2016-01-21 | 2017-04-30 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2016-01-21 | 2017-04-30 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-05-07 | 2015-08-20 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-05-07 | 2015-08-20 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-03-20 | 2015-03-03 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-03-20 | 2015-03-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-13 | 2014-02-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-13 | 2014-02-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-04-15 | 2013-06-04 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-15 | 2013-06-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-04-15 | 2013-06-04 |