Ballingal Investment Advisors Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ballingal Investment Advisors Limited ( ), CE reference AKO494. Currently licensed for regulated activity type(s) 4, 5, 9. Current licensed staff on file: 4.
Registered address
20/F, Shun Ho Tower, 30 Ice House Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2004-08-13 | present |
| Type 5 — Advising on futures contracts | 2004-08-13 | present |
| Type 9 — Asset management | 2004-08-13 | present |
Licensed staff (4)
As of
| Name | Activities | Since |
|---|---|---|
| Andrew Robert Thomas Ballingal | RO 4, 5, 9 | 2004-08 |
| Michael William Ng 吳以廉 | RO 4, 5, 9 | 2019-04 |
| David James Blennerhassett | Rep 4 | 2017-01 |
| Travis Stuart Lundy | Rep 4, 9 | 2017-01 |
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