Chun Lam Lau
劉振琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Lam Lau (劉振琳), a licensed former licensee with CE reference BQU581. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | 2022-06-06 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-01 | 2022-06-06 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | 2021-04-01 | 2022-06-06 |