Ling Kwan Ngai
魏令君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Kwan Ngai (魏令君), a licensed former licensee with CE reference ACN663. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-10 | 2024-05-01 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-02 | 2024-05-01 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-25 | 2008-11-28 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-01 | 2006-03-14 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-01 | 2006-03-14 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-09 | 2005-05-31 |