Kwong Lui Chau
鄒光磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Lui Chau (鄒光磊), a licensed former licensee with CE reference AUI437. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-09-04 | 2026-03-25 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 4 — Advising on securities | 2023-05-31 | 2026-03-25 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-09 | 2026-03-25 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-17 | 2021-03-09 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-04 | 2020-09-15 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-23 | 2020-09-15 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-10-23 | 2020-09-15 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-15 | 2018-10-23 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-15 | 2018-10-23 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-13 | 2018-07-31 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-13 | 2018-07-31 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2017-11-30 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-24 | 2017-11-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-30 | 2014-11-14 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-30 | 2014-11-14 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-15 | 2013-10-08 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2013-10-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-16 | 2011-09-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-16 | 2011-09-01 |