Yat-Hei Gary Lai
黎逸希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat-Hei Gary Lai (黎逸希), a licensed former licensee with CE reference AWQ072. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-25 | 2016-06-25 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-25 | 2016-06-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-25 | 2015-09-02 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-25 | 2015-09-02 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-08-25 | 2015-09-02 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-25 | 2013-11-18 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-25 | 2013-11-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-12 | 2013-09-11 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-12 | 2013-09-11 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-09 | 2012-06-01 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-11 | 2012-06-01 |
| Linz Global (HK) Limited 富林環球(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-28 | 2011-12-31 |