Chau Po Teresa Vazquez Ng
吳秋寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Po Teresa Vazquez Ng (吳秋寶), a licensed former licensee with CE reference AMI195. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited |
Rep | Type 4 — Advising on securities | 2020-06-17 | 2023-10-06 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-12 | 2013-06-06 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-12 | 2013-06-06 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2012-09-12 | 2013-06-06 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-16 | 2012-02-17 |
| Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-16 | 2012-02-17 |
| Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-06-16 | 2012-02-17 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-25 | 2011-06-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-01-25 | 2011-06-01 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-23 | 2011-06-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-24 | 2009-07-22 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2008-01-24 | 2009-07-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-08-03 | 2007-09-12 |