Ka Wah Chan
陳家驊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wah Chan (陳家驊), a licensed former licensee with CE reference ACT175. This person has 19.7 years of SFC licence history. Total licence records on file: 14.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-25 | 2024-01-01 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-11-25 | 2024-01-01 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2021-11-25 | 2024-01-01 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-11-25 | 2024-01-01 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 9 - Asset management | 2021-11-25 | 2024-01-01 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-11-26 | 2020-10-31 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2010-10-21 | 2020-10-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2020-10-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-25 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2020-10-31 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-25 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.