Yam Ip Hon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yam Ip Hon (康欽燁), a licensed Representative with CE reference AOQ555. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-18 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2017-10-18 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-24 | present |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-07 | 2017-07-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-08 | 2010-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yam Ip Hon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.