Gigi Tak Chi Chow
周德芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gigi Tak Chi Chow (周德芝), CE reference AXK090. Currently licensed at 1 firm(s): Maxcess Capital Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-20 | present |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2023-03-20 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-20 | 2023-02-14 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2016-04-20 | 2023-02-14 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-18 | 2014-05-12 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-18 | 2014-05-12 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2013-02-18 | 2014-05-12 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-14 | 2013-01-31 |
| Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-14 | 2013-01-31 |
| Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-07-14 | 2013-01-31 |