Ka Chun Tai
戴家俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun Tai (戴家俊), CE reference BPY617. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-20 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-20 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | 2023-10-20 | present |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-07 | 2022-10-31 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 9 — Asset management | 2022-02-07 | 2022-10-31 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-17 | 2020-11-20 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-08-17 | 2020-11-20 |