Gary Lok Ming Hung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Lok Ming Hung (熊洛銘), a licensed Representative with CE reference ADY288. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 18.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-04-18 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2024-04-18 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-04 | present |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-10 | 2020-12-17 |
| Artephius Partners Limited | RO | Type 9 - Asset management | 2013-10-25 | 2019-05-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-18 | 2011-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-02-16 | 2007-07-31 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-02-16 | 2007-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-04-11 | 2007-07-31 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2003-06-11 | 2006-03-04 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-04 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gary Lok Ming Hung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.