Gary Lok Ming Hung
熊洛銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Lok Ming Hung (熊洛銘), CE reference ADY288. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-04-18 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | 2024-04-18 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-04 | present |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-10 | 2020-12-17 |
| Artephius Partners Limited | RO | Type 9 — Asset management | 2013-10-25 | 2019-05-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-18 | 2011-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-02-16 | 2007-07-31 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-16 | 2007-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-04-11 | 2007-07-31 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2003-06-11 | 2006-03-04 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2006-03-04 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-05-12 |