Yat Wa So
蘇日華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Wa So (蘇日華), a licensed former licensee with CE reference BMV177. This person has 3.1 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-28 | 2021-07-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-28 | 2021-07-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-28 | 2021-07-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-05-28 | 2021-07-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2018-05-28 | 2021-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Wa So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.