Francois Sy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francois Sy ( ), a licensed former licensee with CE reference AWX507. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chaos International Financial Limited 混沌天成國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-24 | 2014-03-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-25 | 2013-12-31 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-19 | 2013-12-31 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-22 | 2012-09-06 |
| Linz Global (HK) Limited 富林環球(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-12 | 2011-12-15 |