Mandy Choi Ying Lam
林賽盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Choi Ying Lam (林賽盈), a licensed former licensee with CE reference AFE592. This person has 8.3 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-24 | 2011-01-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-24 | 2011-08-31 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-09-24 | 2011-08-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-09 | 2009-09-24 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-09 | 2009-09-24 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-09 | 2011-08-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-30 | 2009-02-01 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-30 | 2009-02-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-02-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-26 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mandy Choi Ying Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.