Ching Wan Tsui
徐青雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Wan Tsui (徐青雲), a licensed former licensee with CE reference APG565. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infinity Asset Management Limited 天恒資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-11 | 2025-06-30 |
| Infinity Asset Management Limited 天恒資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-11 | 2025-06-30 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-08 | 2018-03-29 |
| Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-08 | 2018-03-29 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-03 | 2017-11-08 |
| Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-03 | 2017-11-08 |
| JK Capital Management Limited | RO | Type 1 — Dealing in securities | 2015-12-01 | 2017-02-27 |
| JK Capital Management Limited | RO | Type 4 — Advising on securities | 2014-05-21 | 2017-02-27 |
| JK Capital Management Limited | RO | Type 9 — Asset management | 2014-05-21 | 2017-02-27 |
| JK Capital Management Limited | Rep | Type 9 — Asset management | 2011-01-31 | 2014-05-21 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-12 | 2008-02-02 |