Sirui Zhang
張思睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sirui Zhang (張思睿), a licensed former licensee with CE reference BPL914. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-01 | 2021-06-04 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-02-01 | 2021-06-04 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-30 | 2021-06-04 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-03-30 | 2020-12-04 |