Zhenhong Chen
陳禎泓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhenhong Chen (陳禎泓), CE reference BRQ147. Currently licensed at 1 firm(s): CMB International Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-15 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-15 | present |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-08 | 2022-05-20 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-08 | 2022-05-20 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-08 | 2022-05-20 |